Job Purpose
Branch support, facilitate smooth communication coordination and administrative support between Remisier/Dealer and HQ ensuring efficient client service. Perform know your customer (KYC), ongoing due diligence (ODD) and enhanced due diligence (EDD) to assess client suitability.
Job Descriptions:-
- Perform CDD/ODD/EDD, prepare PEP/PEC/RCA memo and screening (CTOS/NetReveal) for Margin and Non-Margin Accounts.
- Branch business support related matters.
- Attend to enquiries and requests from Remisiers, Dealers and clients including walk-in clients.
- Support account-related services (Account Opening, Reactivation, Transfer, Updating, and Transmission of Title for deceased cases) by verifying and ensuring complete documentation.
- Manage regulatory, compliance, and audit-related matters.
- Support seamless branch operations and business continuity.
Requirements:-
- Basic degree qualification relevant to the financial sector or related fields.
- Deep knowledge of regulatory requirements, compliance standards and best practices related to ODD and KYC.
- Knowledge of relevant rules and regulations and industry best practices related to stockbroking.
- High ethical standards and integrity, with the ability to handle sensitive and confidential information.
- Compliance with AML/CFT regulations.
- Competence in MS Office.
- Good analytical skills, problem-solving skills and attention to detail.
- Ability to work under tight deadlines.
- Team-oriented, with collaborative mindset.
- Strong communication and interpersonal skills with ability to collaborate effectively across all levels within the bank.
