Executive - Compliance (FCC Transaction Monitoring & Investigation)

4-6 years
12 days ago 4 Applied
Job Description

If you are looking to excel and make a difference, take a closer look at us

Job Description


The Manager, Compliance (Regulatory Developments & Liaison) is tosupport the team in scanning for regulatory developments and disseminating the same for bank-wide awareness. This position will report to the Head, Compliance (Regulatory Developments & Liaison).

Key Responsibilities & Accountabilities

  • To support and drive the Group's Compliance framework, initiatives and activities in line with the Group's strategic direction, regulatory and global standards to ensure compliance with applicable local and foreign laws, rules, regulations, guidelines and standards governing the Group's domestic and international operations.

  • To support the team in coordinating queries from and responses to the regulators.

  • To conduct horizon scanning for new regulatory developments, including consultations on proposed new developments.

  • To submit relevant regulatory compliance reports and liaise with regulators and auditors with regards to regulatory compliance matters.

  • To coordinate Group Compliance review and approval of regulatory submissions and communications.

Jobholder Requirement

  • Bachelor's Degree holder in Law/Finance/Banking or equivalent.

  • 4 years and above work experience with specialization in compliance or legal risk.

  • Good written and oral communication skills in English and ability to interact effectively with people at different levels.

  • Knowledge of legislative aspects/regulatory requirements of banking and financial institutions is required.

Other Requirement

  • Malaysian citizen

Hong Leong Bank ("HLB") stands proudly as a leading financial services institution based in Malaysia, providing a wide range of comprehensive and innovative financial solutions across the region. These services are delivered through both digital and traditional means, via online and mobile banking, as well as our digital branch concept to provide customers with an efficient and seamless experience aided by technology. As the service and financial landscape changes rapidly with the ever-increasing use of technology, staying attuned to customers needs and desires becomes even more critical to HLB's operations. To stay ahead of these dynamic changes, the Bank has adopted the approach of reimagining banking by embedding digital considerations and customer centricity in every aspect of our operations, from products and services as well as customer care and engagement. HLB's ethos of being Digital-At-The-Core powered by customers-at-the-forefront will continue to lead us to innovate offerings in line with our aspiration of being a highly digital and innovative financial services organization.