Job Description :

Description

Join our world class franchise where you will be a part of a great team with a winning culture, empowered to serve our customers with high-quality set of products and services maintaining the highest standards of operational excellence.

As an Analyst within the Commercial & Investment Bank (CIB) Wholesale KYC Operations team, you ensure compliance with procedures and practices set by the CIB KYC policy team by adhering to KYC and due diligence activities. You are responsible for conducting reviews of clients KYC documentation stored in internal repositories and publicly available information, performing necessary screenings against relevant search engines and sanction lists, and communicating any deficiencies back to the business. You will work closely with the Middle Office team to ensure KYC due diligence activities are completed on time.

Job responsibilities

Review client's KYC documentation in accordance with the firm's AML/KYC policies and procedures on a timely basis
Validate the accuracy of data in KYC platforms and ensure the completeness of the document package
Complete onboarding and renewals efforts and projects to clean up data and documentation, coordinating with other areas as needed (Client Onboarding, Compliance, Sales, Client Service).
Act as an Subject Matter Expert (SME) and Due Diligence expert to guide the Middle Office through KYC requirements and variations of documents that may fulfill due diligence requirements
Conduct in-depth analysis on the ownership structure of the client using publicly available sources (not limited to company registries) or client documentation, and seek additional confirmation or approvals as required
Work closely with the Middle Office to obtain all necessary supporting evidence for full KYC due diligence
Manage personal workload and priority items, ensuring timely escalation of key risks/issues to management
Stay informed of any changes to processes and procedures, regulatory changes, and ensure open verbal dialogue with colleagues across the region
Identify and execute process improvements, providing guidance and support on key process and technology initiatives to the business

Required qualifications, capabilities, and skills

At least 1 year of experience (Audit, Control, Risk, AML, and Research may also be areas of experience)
Strong working knowledge of KYC/Compliance/AML procedures, standards, and regulations
Knowledge of multiple client types (e.g., Corporates, SPV, Trust, FIs)
Experience in client Due Diligence, risk assessment, and vetting of PEP & negative news
Knowledge of financial industry with in-depth expertise in various lines of business (Corporate Investment Bank and heritage lines of business)
Strong verbal and written communication skills
Strong time management, organizational, and relationship-building skills
Quality client focus with a strong controls mindset and customer service skills
Prior experience adhering to controls and compliance standards
Ability to grasp and learn concepts and procedures quickly
Bachelor's degree or equivalent

Preferred qualifications, capabilities, and skills

Knowledge of KYC & Client onboarding is preferred
Multi language capability in either Mandarin/Japanese/Korean language (written and spoken) as the role requires interactions with the APAC stakeholder

KYC Analyst

KYC Analyst (multiple roles)