Strategize and plan regulatory compliance programs that is part of RHB Group's broad risk management process and is consistent with business strategies of the Group.
Strategize and oversee the development of RHB Group's competency programs & initiatives with centralisation of compliance competency assessment & roll out of SGB/SFG specific compliance competency training.
Enable the evolution of compliance to face future challenges and opportunities via research and development.
Apprising Board & Senior Management on compliance status, developments and risks. Centralisation of annual Compliance Risk Assessment & AML Risk Assessment exercise.
Provide direction and coordination among business and functional groups to build regulatory compliance programs that enables compliance with applicable laws and regulations, promotes self-regulation and good business practices.
Monitoring and testing regulatory compliance levels of various SBG/SFG practices in RHB Group with centralisation of group wide review practice.
Continuously assess, review and adjust the compliance programs for relevance and effectiveness and is consistent with expected standards of applicable laws and regulations.
Establishing compliance risk profiling and analysis of functions, products and services in RHB Group.
Fostering compliance awareness and appreciation across RHB Group.
Liaising with regulators, enforcement agencies, industry counterparts and other external subject matter experts for intelligence gathering. Regulatory liaison officer for RHB Bank Bhd.
Oversight of AML/CFT advisory on policies, processes, product and service, including issuance of AML/CFT related policies, guidelines and methodologies.
Providing assurance via regulatory limit and reporting surveillance as well as surveillance of treasury trade and communication.
