Maybank is seeking high potential talent to join our dynamic team as Manager, Investment Banking & Advisory, Compliance. If you are ready to grow your career with us, we encourage you to submit your application today.
Responsibilities:
- Provide compliance advisory for investment banking and capital market transactions, covering equities, debt, and corporate advisory activities.
- Manage the end-to-end COI clearance process, from due diligence to escalation and resolution.
- Review CF, ECM and DCM regulatory submissions to ensure alignment with SC, Bursa Malaysia and BNM requirements.
- Support the enhancement of the IB&A Compliance Manual, COI Framework, and SOPs to strengthen governance and ensure consistency across entities.
- Contribute to the implementation of the Group Control Room automation project for COI.
- Collaborate with regional MIBG entities to align compliance processes with local regulations and regional standards.
- Conduct training, thematic reviews and post-deal assessments to uplift compliance awareness and control assurance.
- Participate in ad-hoc compliance initiatives and regulatory engagements as required.
Requirements:
- Bachelor's Degree in Law, Finance, Economics, Business, or related fields.
- Minimum 57 years experience in regulatory compliance, legal, investment banking, corporate finance, or capital markets.
- Preferably certified or pursuing SIDC Modules 11, 12, and 19.
- Strong understanding of SC, Bursa Malaysia, and BNM requirements.
- Excellent communication and analytical skills with the ability to interpret regulations and provide practical, risk-based guidance.
- Proactive, detail-oriented, and able to thrive in a fast-paced deal environment.
- High integrity, curiosity, and commitment to continuous learning.
