RM 6,000 Mandarin Speaking Senior Compliance Executive (Equity Crowdfunding)@ Kl

0-2 Years

This job is no longer accepting applications

Job Description

Job Responsibility

Ensuring the fundraising and investment processes are complied with equity crowdfunding guidelines and Anti-money Laundering regulation
Publishing materials review to avoid legal risk
Execute Anti-money laundering and Know Your Client procedure on investors during onboarding process
Ensure all the company activity is complied with ECF regulation
Fullfil SC reporting requirement Investor and issuers enquiries handling

Job Requirements

Bachelor's degree in Management, Finance, Business Admin or similar.
Proven desire to expand knowledge and understanding of the equity crowdfunding industry.
Compliance job experiences in financial industry is preferred
Excellent verbal and written communication skills.
Excellent time management skills.

Job Benefits