Senior Compliance Officer

Job Scope :

•Develop and implement compliance programmes to ensure adherence to regulatory requirements, internal policies, and industry standards across AmInvestment Bank's business segments.

•Provide compliance advisory and risk management support to business units, including new products, regulatory changes, AML/CFT requirements, and compliance risk mitigation.

•Conduct compliance monitoring, assessments, and regulatory reporting, ensuring timely identification, escalation, and resolution of compliance issues and breaches.

•Manage regulatory and stakeholder engagement, acting as a liaison with Bank Negara Malaysia, Securities Commission Malaysia, Bursa Malaysia, and other regulators on compliance-related matters.

•Prepare compliance updates and reports for senior management and the Board, highlighting key risks, regulatory developments, and ongoing compliance initiatives.

•Promote a strong compliance culture through training, coaching, mentoring, and development of compliance talent within the organization.

Requirements :

•8–10 years of relevant experience in banking, financial services, capital markets, investment banking, stockbroking, derivatives, asset management, compliance, audit, risk management, regulatory advisory, business control, or regulatory environments.

•Strong compliance and regulatory knowledge, including Securities Commission Malaysia, Bursa Malaysia, BNM requirements, CMSA, AML/CFT, market conduct, licensing, regulatory reporting, and personal account dealing requirements.

•Proven compliance advisory experience in supporting business units on regulatory changes, new products and services, policy implementation, control enhancements, and risk mitigation.

•Experience in compliance monitoring and issue management, including identifying, assessing, escalating, and resolving regulatory breaches, audit findings, control gaps, and corrective action plans.

•Strong stakeholder management and communication skills, with experience liaising with regulators, preparing regulatory submissions, compliance reports, management updates, and Board/Committee papers.

•Bachelor's degree in a relevant discipline (Law, Finance, Accounting, Business, Economics, Banking, Risk Management, Compliance, or Capital Markets), with professional certifications being an added advantage, coupled with strong analytical skills, sound judgment, integrity, and the ability to work under pressure.