We are working with a leading global financial institution to identify a VP/Director-level Compliance professional to join its regional Compliance team in Singapore.

This is a senior, business-facing compliance advisory opportunity within the regional Compliance function of a leading global financial institution. The key focus is strong regulatory advisory capability and the ability to partner effectively with the business.

What you'll be doing

Provide practical compliance and regulatory advice to senior stakeholders and business teams across Asia
Advise on regulatory requirements covering Singapore, Hong Kong and other Asian jurisdictions
Support new products, business initiatives and evolving regulatory requirements
Provide advice on cross-border activities, client/product offerings, licensing and business conduct
Review marketing and client-facing materials from a regulatory perspective
Monitor regulatory developments and translate them into practical policies, procedures and controls
Review and advise on trading and conduct-related matters, including market abuse, fair allocation, cross-trades and conflicts of interest
Support regulatory inspections, audits, licensing matters and regulatory filings
Participate in regional and global compliance projects

What we're looking for

10+ years of relevant Compliance experience
Strong business-facing regulatory advisory experience is essential
Candidates with relevant experience within the financial services sector are encouraged to apply.
Strong knowledge of Singapore regulatory requirements; Hong Kong exposure would be advantageous
Experience advising business stakeholders on complex regulatory and compliance matters
Strong understanding of financial services products, business activities and regulatory risks
Excellent communication and stakeholder management skills
Degree in Law, Business, Finance, Accounting or a related discipline

If you are a Senior Compliance / Compliance Advisory professional looking for a regional opportunity with a leading global financial institution, I would be happy to have a confidential conversation.

Compliance Advisory VP/Director