Associate, Institutional Equity Sales - Execution (Dealer)

Key Responsibilities

1. Trade Execution Support

• Execute client orders accurately and efficiently under the guidance of senior dealers.
• Monitor order flow and manage less complex trades, including program trades, VWAP orders, and Direct Market Access (DMA) transactions.
• Assist in the preparation, maintenance, and reconciliation of trade blotters and execution reports.

2. Market Monitoring

• Monitor real-time market movements, stock prices, and trading volumes to identify trading and execution opportunities.
• Provide timely market updates and insights to senior traders, sales teams, and relevant stakeholders.

3. Client Order Management

• Ensure prompt and accurate communication with clients regarding order status, trade confirmations, and market developments.
• Respond to client inquiries related to trade execution and escalate complex issues to senior dealers when required.

4. Compliance and Risk Management

• Ensure all trading activities comply with regulatory requirements, exchange rules, and internal policies.
• Monitor trading activities against established risk parameters and promptly report any discrepancies or unusual trading patterns.

5. Operational Support

• Assist in trade reconciliation and collaborate with middle and back-office teams to resolve settlement-related issues.
• Maintain accurate trading records, reports, and compliance documentation to support operational efficiency.

Key Requirements

• Bachelor's Degree in Finance, Economics, Business Administration, Accounting, or a related discipline.
• 1 to 2 years of relevant experience in institutional dealing, equity trading or capital markets.
• Basic knowledge of equity markets, market microstructure, trading strategies, and financial instruments.
• Familiarity with trading platforms and market information systems such as Bloomberg, Fidessa, or equivalent OMS/EMS platforms.