Capital Markets Services License Holder

About Duotech

Duotech is a Singapore-based technology company specialising in the consulting, design and engineering of customised software solutions and mobile applications. We help organisations drive innovation, improve operational efficiency and strengthen their competitive advantage through tailored, scalable technology solutions.

Our team of experienced software experts works closely with clients to understand their unique business challenges and deliver streamlined, high-impact solutions that enhance productivity and support sustainable growth.

About The Role

We are seeking a seasoned and highly qualified CMSRL License Holder to join us. This is a high-level opportunity for a disciplined professional to play a definitive role in supporting our regulated activities within a sophisticated, fast-paced financial environment.

In this capacity, you will serve as a primary guardian of our regulatory standing, ensuring that all securities and derivatives operations are executed in strict alignment with the Securities Commission (SC) framework. We are looking for an individual who pairs deep technical expertise with unshakeable professional integrity to drive operational excellence across the team.

Core Responsibilities

• Regulatory Stewardship: Oversee and ensure that all capital markets activities strictly adhere to the SC's evolving rules, regulations, and guidelines.
• Licensing Governance: Maintain meticulous records of licensed representatives and manage all supporting documentation to ensure continuous licensing compliance.
• Technical Guidance: Act as a subject matter expert for the team, providing actionable guidance to ensure the seamless and compliant execution of regulated activities.
• Knowledge Leadership: Stay at the forefront of regulatory shifts, proactively implementing industry best practices to keep the firm ahead of compliance requirements.
• Culture Advocacy: Contribute to a high-performance, collaborative team environment anchored in professional ethics and transparency.

What We're Looking For

• Licensing: Must possess a currently valid Capital Markets Services Representative's License (CMSRL) in Securities, Derivatives, or both.
• Experience: 810+ years of proven tenure within capital markets or deeply regulated financial activities.
• Compliance Standards: Must fully satisfy the Securities Commission's Fit and Proper criteria.
• Regulatory Acumen: A comprehensive understanding of the legal and compliance landscape governing capital markets.
• Professional Rigor: Exceptional attention to detail, a commitment to ongoing professional development (as mandated by the SC), and a high standard of personal integrity.