To perform daily operational functions in relation to the Margin accounts including drawdowns, withdrawals etc and monitoring to ensure that margin clients trading activities are in compliance to the rules and regulations of relevant authorities, internal policies and guidelines.
Responsible for timely submission of Monthly Regulatory Reporting to Bursa, SC and BNM
Assist Supervisor in attending CCRIS data discrepancies issues, JFA and CGR Data quality checks highlighted by Group Finance / EDG
To attend queries by Remisiers/Clients in relation to Margin matters
To assist Manager in monitoring Securities Borrowing & Lending activities
KEY RESPONSIBILIITIES
Ensure margin calls are rectified within the stipulated time frame in accordance with Bursa guidelines & internal policies
Close monitoring to ensure compliance to Group's Counter Diversification Requirement
To ensure remisier/clients margin accounts transactions are in compliance with Bursa/SC Rules & internal policies
To ensure all counter capping maintenance are updated accordingly
To perform CCRIS reporting ,JFA checking, CGR data quality checks function
To assist the Manager in monitoring Securities Borrowing & Lending (SBL) operational functions.
Able to respond to all Remisiers/Dealers enquiries effectively
Able to respond to client's enquiries/complaints in a accurately and promptly manner.
All transactions are in a compliance with external /internal requirement
Timeliness and accuracy of reporting and checking
Able to monitor and follow-up on SBL activities
Responds efficiently and effectively to remisier/ISO/dealer's request, deliver timely service Responds efficiently and effectively to margin client's requests
SKILL and QUALIFICATION
Bachelor Degree
Min 1-2 years in related function in financial compliance reporting and monitoring funciton.
