Responsible for strengthening of Fund Management Division (FMD)s operational control framework to ensure the effective management of risks, compliance with regulatory requirements, and operational excellence.
Provides strategic direction and leadership in designing, implementing, and maintaining controls across business units within FMD, safeguarding the company's assets and reputation.
Lead in identification, assessment, and mitigation of operational risks within the business. Develop and maintain robust risk controls and monitoring system within FMD and align them with the control framework set for Group Wealth Management.
Compliance Assurance for FMD, ensure all business units comply with internal policies, procedures, and external regulatory requirements.
Oversee regular audits and reviews to maintain high standards of compliance.
Drive continuous improvement initiatives to enhance operational efficiency, effectiveness, and controls. Collaborate with cross-functional teams to streamline processes and eliminate control weaknesses.
Establish and enforce governance structures for operational controls, including reporting mechanisms and escalation procedures for control breaches or failures.
Act as a key liaison between business units, senior management, and regulatory bodies regarding operational control matters.
Promote strong operational risk management and compliance culture through engagement and training.
Support risk and compliance initiatives set by Group Wealth Management (GWM)
Requirements:-
Bachelor's Degree or Professional Qualification in the relevant discipline (Risk Management / Accounting / Finance / Banking /Economic)
Preference for professional or post graduate qualifications e.g. CA, CFA, MBA, LLB.
Minimum 15 years work experience with relevant field of operational risk/audit/compliance/legal related role and of working within the relevant business/function preferred.
Analytical, meticulous and have a vast understand of holistic operational processes of various departments.
