Ensure compliance with the Anti-Money Laundering and Countering Financing of Terrorism (AML/CFT) requirements as per Securities Commission (SC) Malaysia Guidelines and Group policies.
Oversee the development, maintenance, and enhancement of the AML/CFT system which include reviewing and analysing transaction monitoring reports.
Design and implement key parameters to effectively identify potential financial crimes or misconduct involving customers and Unit Trust Consultants (UTCs).
Continuously evaluate and enhance existing detective and preventive control measures to combat potential financial crimes.
Develop awareness programmes on the risks and prevention of financial crimes for staff and UTCs.
Job Requirements : -
Degree in any discipline.
At least 18 years of related experience in regulatory compliance role, AML/CFT, legal or audit.
Knowledge of AML/CFT legislative aspects/regulatory is a key requirement.
Familiar with AML/CFT policies and guidelines of the SC, Employees Provident Fund, Federation of Investment Managers Malaysia and Bank Negara Malaysia.
Good communication and interpersonal skills.
Ability to lead, devote time to work effectively in a team and manage stakeholders.
Ability to recommend a pragmatic approach for problem solving.
