KL - Compliance and Assurance

Compliance and Assurance - Leading Fund Manager

My client is a leading and growing Fund Manager Firm, and we are recruiting for a Compliance and Assurance professional to be based in the Singapore&aposs office. You will be given the opportunity to support the business on all compliance related matters in the region, and work closely with stakeholders. We are looking for candidates who are looking to scale their career in a leading name in the industry and scale up with the business

Responsibilities

• Lead and deliver second line assurance reviews across Eastspring&aposs markets.
• Provide technical leadership in asset/investment management reviews.
• Drive data analytics and automated testing in assurance activities.
• Engage regularly with business stakeholders to stay ahead of key developments.
• Monitor emerging risks and industry best practices to enhance review relevance.

Requirements

• 7-8 years of internal audit or assurance experience in asset management, unit trusts, or investment firms.
• Strong technical knowledge in investment operations, trade compliance, AML, ABC, sanctions, and financial crime.
• Solid understanding of risk management, internal controls, and audit standards.
• Excellent communication and stakeholder management skills.
• Regional experience is a strong advantage.