Join Doo Group Explore Better Future
Doo Group is a global financial services group with FinTech as its core. With our 10 major business lines, spanning Brokerage, Wealth Management, Property, Payment & Exchange, FinTech, Financial Education, Health Care, Consulting, Cloud, and Digital Marketing, Doo Group has seamlessly provided clients with comprehensive products and services across the world. Through a one-stop approach, Doo Group remains committed to helping our clients achieve an ideal financial life while moving towards a better future together!
Looking for a New Challenge Join Us as We Expand Globally!
As we continue our global business expansion, we're on the lookout for talented individuals who are motivated to support our strategic goals and initiatives. Join a team that values innovation and growth.
DOO you have what it takes
What you'll be working on:
- Draft and review company policies and procedures to ensure compliance with all relevant regulations, such as Australian financial services regulatory requirements
- Draft and review various agreements (e.g., client agreements, introducing broker agreements, service provider agreement, distribution agreement, lease agreement).
- update the legal and compliance framework tailored to the brokerage industry, ensuring adherence to all AML/CTF laws, KYC requirements, and other regulatory obligations.
- Conduct legal due diligence on counterparties, business partners, and new product offerings to ensure compliance with brokerage regulations.
- Research laws and regulations related to brokerage services, including cross-border licensing, trading activities, and AML/CTF compliance, to ensure that the company's operations align with regulatory requirements.
- Liaise with regulatory authorities and corporate service providers on matters related to the company's brokerage licenses and ongoing compliance obligations.
- Provide legal advisory and support on regulatory matters, legal disputes, internal investigations, compliance audits, and any other legal issues that may arise
What we're looking for:
- Bachelor's degree in Law or equivalent qualification.
- 2-5 years of experience as a in a legal/compliance role, preferably within financial services, brokerage, capital markets, or regulated environments.
- Exposure to Australian financial services regulation (e.g. ASIC, AFSL framework, financial product distribution, conduct obligations, or regulatory reporting) is highly preferred.
- Preferably with knowledge of AML/CTF regulations, including familiarity with KYC/CDD, transaction monitoring, and reporting obligations relevant to brokerage activities.
- Experience in corporate legal drafting and contract negotiations.
- Proficiency in English
- Strong analytical and problem-solving skills with superior attention to detail.
- Ability to adapt to a fast-paced and evolving regulatory environment.
