Responsible for ensuring IWM maintains an adequate and effective first line of defense in risk management program.
Promote and support IWM to ensure adherence with applicable rules, regulations and internal policies, procedures and processes. Action plans should be developed to address any gaps/ risk and control issues.
Enable the effective execution, monitoring and reporting of operational and compliance risk throughout IWM, with respect to identifying, quantifying, reviewing, evaluating and measuring risk to ensure that all compliance and risk categories are identified and managed in accordance with regulatory, internal policies and procedures requirements.
Support Head of BOC to implement a sound and robust Operational Risk Management Framework and Compliance Framework across IWM with the guidance from Group risk management and Group compliance unit.
Provide support and guidance to team members in managing daily BOC and licensing tasks.
Responsible to ensure compliance to requirements specify by BNM, Securities Commission- SC & Federal of Investment Manager Malaysia - FIMM on licensing related matters such as renewal, termination of license (company and individual) and regulatory reporting.
Requirements:
Bachelor's Degree or equivalent
Bank Auditor, Bank Risk Management, AML and Regulatory certification will be added advantage
Minimum 10 years & above of work experience in relevant field such as risk/audit/compliance related role and currently working within the relevant business/function is preferred
Relevant experience in fund management or wealth management an added advantage
