Monitoring & Testing (Group Compliance)

Job Responsibilities:

- Assist in the development of the annual Compliance Plan

- Assist in developing risk-based review approach and testing program for each line of business

- Perform adherence review & testing review in accordance to methodology in a timely manner

- Identify the observation/ areas of concerns that exist for the processes and controls covered

- Prepare quality work papers, assist in preparing compliance assessment reports/ independent validation deliverables

- Assist in enhancing the Compliance Review Methodology, Review Program and Templates as and when required

- Other tasks as assigned by supervisor from time to time

Identify and participate in required training, and complete assigned e-learning timely.

- Identify and enroll for further academic/ professional accreditation

- Participate in social activities for staff engagement

Other tasks as assigned by supervisor from time to time

Job Requirements:

- Worked for minimum of 1-3 years in compliance, banking operations, audit, risk, controls, AML, QA or relevant role

- Experience in performing audits/reviews, analysis or similar role

- Experience in working in a project environment and assisting in preparing presentation of reports to senior management

- Good inter personal skills and experience in working with teams

- Experience in reviewing, assessing, developing and documenting internal processes, controls and templates