Regulatory Analyst

The Regulatory Analyst position at our brokerage firm involves financial regulatory reporting and standards specific to brokerage operations. This role involves preparing regulatory filings in a timely manner. Strong analytical, attention to detail, and effective communication abilities are essential for success in this role.

Assist team with daily PAB and Customer Reserve 15c3-3 computations.

Assist team with daily net capital calculation and monthly FOCUS

Assist team with preparation of multiple regulatory requirements, such as SSOI, SLS, stress, etc.

Performs other related duties as assigned.

• Bachelor's degree in finance, Accounting or similar
• Excellent excel skills
• Excellent written and verbal communication skills
• Strong attention to detail
• Working hours: 1pm to 10pm
• Ability to work independently and as part of a team
• Ability to prioritize in a time sensitive and multi-tasked environment
• Understanding financial accounting and reporting
• CCFTC daily segregation computation skill is a plus

We offer a comprehensive and holistic work experience and package as follows:

• Competitive compensation & benefits
• Fun loving and diverse work environment
• Business casual work attire everyday
• Nearby public transport - MRT & LRT Maluri

Please note that only short-listed candidates will be contacted. Thank you.