Summary of Principal Job Responsibility
Assist the Group Head of Internal Audit in the audit function of the Group with the objective of providing independent, objective assurance and value-added services in improving the effectiveness of risk management, control and governance processes, operations and performance of the Group for the specific assignment.
Specific Job Duties and Responsibilities
- Conduct audit assignments based on audit and perform reviews requested from shareholders and regulators in accordance with internal audit methodology, applicable standards, regulatory requirements, and within agreed timelines.
- Lead and execute audit engagements, including planning, defining audit scope, executing fieldwork, and reporting.
- Design and enhance audit programmes, flowcharts, working papers, and ensure all audit documentation complies with internal audit standards and supports audit conclusions.
- Identify control weaknesses and risk exposures during audits, and provide practical, value-added recommendations to improve processes, strengthen controls and enhance operational efficiency.
- Communicate audit findings and recommendations clearly and effectively to management and relevant stakeholders.
- Prepare comprehensive and well-structured audit reports and ensure timely issuance of audit reports.
- Monitor the implementation status of audit recommendations and perform validation reviews to confirm effective remediation.
- Carry out any other responsibilities or ad-hoc tasks assigned by the Group Head of Internal Audit, Supervisor or Team Leader.
Educational Qualifications & Years of Relevant Experience
- Bachelor's degree in finance, accounting or a related field; or professional qualification such as ACCA, CPA, or equivalent.
- Professional certification, such as CIA (Certified Internal Auditor), Capital Markets or AML/CFT related certification, is an added advantage.
- 3+ years of work experience with Auditing.
- Past working experience in the financial services industry is preferred.
Skills
- Fluent in English both written and spoken.
- Proficiency in Mandarin is an added advantage.
- Proficient in MS Office applications (Excel, Word, Powerpoint, Outlook, etc.).
- Proficient in using audit management software and data analysis tools is an added advantage.
Personal Attributes
- Strong ethical standards and a commitment to maintaining confidentiality.
- Excellent analytical, problem-solving and critical thinking skills.
- Open to feedback, proactive in acquiring new knowledge, and adaptable to new challenges.
- Capable of managing multiple tasks and meeting deadlines in a structured manner.
- Effective communication and interpersonal skills to effectively collaborate with stakeholders at all levels.
- Excellent verbal and written communication skills.
- Ability to adapt to changing regulatory environments and industry practices.
*Only shortlisted candidates will be contacted*
