Senior Manager, Group Financial Crime Compliance and Third-Party Risk
Senior Manager, Group Financial Crime Compliance and Third-Party Risk
prudential services asia- Posted 2 days ago
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Job Description
Prudential's purpose is to be partners for every life and protectors for every future. Our purpose encourages everything we do by creating a culture in which diversity is celebrated and inclusion assured, for our people, customers, and partners. We provide a platform for our people to do their best work and make an impact to the business, and we support our people's career ambitions. We pledge to make Prudential a place where you can Connect, Grow, and Succeed.
Roles And Responsibilities
Leadership
Roles And Responsibilities
Leadership
- Provide visible local leadership for Kuala Lumpur-based FCC and TPRM colleagues, developing capability, promoting engagement and setting expectations for effective delivery.
- Provide senior oversight of Kuala Lumpur-based compliance services, including Gifts and Hospitality, Conflicts of Interest and StarCompliance, with responsibility for service performance, control effectiveness and improvement priorities while routine processing remains with operational teams.
- Oversee the commercial and operational arrangements supporting Kuala Lumpur delivery, including budgets, vendors, licences, contracts and recharges, and sponsor significant service, system and process improvements through the relevant accountable teams.
- Act as the principal local interface with Head Office, translating Group priorities into coordinated plans and maintaining senior visibility of ownership, capacity, dependencies, performance and emerging risks.
- Coordinate delivery of cross-functional priorities, ensuring clear ownership, appropriate specialist input and timely escalation of material issues.
- Draw together insights on FCC priorities, including material arrangements, emerging thematic risk themes and trends, control weaknesses, exceptions and remediation to support senior management decisions.
- Coordinate updates to Group FCC and TPRM policies, standards and supporting guidance, including consultation, governance and implementation support.
- Oversee the FCC and TPRM governance and reporting rhythm, ensuring papers, decisions, issues and actions are timely, accurate and focused on material risks and required management action.
- Coordinate periodic management information and KRI reporting across FCC and TPRM, working through domain and reporting teams to assure data quality, meaningful analysis and clear senior-management commentary.
- Drive improvement of reporting frameworks, calendars, templates and data definitions, escalating material weaknesses in automation, data quality or decision-usefulness to accountable owners.
- Track financial crime and third-party risk regulatory developments across Group jurisdictions; assess impact on Group requirements and flag required changes.
- Coordinate FCC training and awareness activity with BU/LBU and Group subject matter experts, tracking delivery and completion.
- Build effective working relationships across Group Risk and Compliance, Procurement, Operations, Legal, Internal Audit and local second-line teams.
- Support projects, transformation initiatives and ad hoc deliverables within the scope of the function as required.
More Info
Key Skills
StarCompliance
Gifts and Hospitality
Conflicts of Interest
Third-Party Risk



