Job Description
This position within our Regulatory Services team is primarily responsible for supporting the delivery of high-quality regulatory services for both clients and investors under different jurisdictions, including but not limited to KYC onboarding/periodic reviews, AML/CFT compliance and FATCA/CRS reporting as well as monitoring and reviews for private equity clients. The successful candidate is expected to maintain high and consistent standards in accordance with the KYC/AML/CRS policies and procedures of the firm. In addition, the successful candidate may also be assigned other compliance/risk management relevant tasks, assignments, or projects.
Responsibilities
- Assist with data migration onto proprietary KYC platform.
- Research regulations by reviewing regulatory bulletins and other sources of information.
- Primary point of contact for clients in completing documentation and regular reviews related to Know Your Client (KYC).
- FATCA reporting and CRS forms preparation and reviews.
- Assist with reviewing documentation requirements according to the internal KYC/AML/CRS policies and procedures.
- Analyze Market Trends and Customer Behavior.
- Contact client to obtain KYC information and documentation.
- Interact with clients on AML-related risk issues.
- Prepare client-specific KYC-related analyses, as required.
Qualifications
- Bachelor's degree in Accounting, Commerce or Finance or an equivalent degree.
- At least 4 years relevant experience in AML/KYC onboarding due diligence/operational activities and/or FATCA/CRS regulatory and reporting knowledge,
- Proven cross jurisdictional AML/CFT regulatory knowledge compliance or related functions in a large corporate or financial institution environment.
- Understanding of AML/CFT framework and the regulatory environment and its applicability in the areas of onboarding, on-going client reviews and transaction monitoring.
- Candidates working in financial services and/or fund industry preferred.
Other Skills
- Strong interpersonal and service excellence mindset.
- Good time management and problem-solving skills.
- Agile and works well under pressure.
- Strong client focus and have high sensitivity for quality and accuracy.
- Fluency in both spoken and written English. Proficiency in Chinese/Mandarin and/or other asian language is a plus.
- Proficiency in Excel and other windows-based software.
