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Senior Specialist, Regulatory Compliance Advisory
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Senior Specialist, Regulatory Compliance Advisory
RHB Banking Group- Posted 10 days ago
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Job Description
- Provide advisory support to compliance, business and functional groups on compliance related matters.
- Update business and functional groups on new and revised Regulatory Policy/Guidelines via briefing, email, etc.
- Develop, review and update of compliance documents e.g. Group Compliance Framework & Policy, Group FATCA and CRS Policy, etc.
- Perform Self-Assessment Checklist on policy/guidelines issued by Regulators.
- Manage, escalate and attend to BNM's request via Kijangnet/BNM website, email on regulations requirement and feedback (e.g exposure draft, notification, surveys) and track the completion timeline.
- Manage, escalate and attend queries received from Branches via Compliance Helpdesk and ensure it is attended on timely manner.
- Preparation of Compliance Report on new/revised guidelines for submission to relevant committees and Board.
- Provide training to Compliance FGs/FAs, business and functional groups, branches on compliance documents (framework, policy, guidelines) FEP, FATCA, CRS, etc when required.
- Perform any other tasks assigned by Supervisor/Management from time to time.
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