Assistant Manager/Manager, Market Abuse, Market Surveillance Department

Job Purpose

Monitor, surveil and analyze trading activities such as equities, derivatives, bonds, structured products and alternative products in the capital market to detect and pre-empt market misconduct and abusive behavior; and providing insights and views related to market trading activities in order to maintain a fair and orderly capital market .

Main Accountabilities

• Perform analysis on moderate-to-complex cases and public complaints received involving possible market misconduct in the securities and derivatives markets and propose recommendations.
• Perform thematic surveillance analysis on issues pertaining to emerging risks in capital markets.
• Present case findings to relevant line departments and management during case referral process, as well as adhere to the relevant referral processes.
• Provide post-referral support to SC line departments for purposes of supporting SC's enforcement actions.
• Provide technical insights on market surveillance matters.
• Ad-hoc/recurring tasks or projects arising from management's directive.
• Leveragetechnology to support market abuse case analysis.