Assistant Manager/Manager, Surveillance and Monitoring, Market Surveilance

Job Purpose

Monitor, surveil and analyze trading activities such as equities, derivatives, bonds, structured products and alternative products in the capital market to detect and pre-empt market misconduct and abusive behavior; and providing insights and views related to market trading activities in order to maintain a fair and orderly capital market.

Main Accountabilities

• Conduct surveillance and monitoring of capital markets and perform adequate assessments. Present analysis/findings to HoD or HoG on possible misconduct or trading irregularities and make appropriate recommendations.
• Prepare a holistic review on identified questionable trading activities with supporting findings, e.g. trends and patterns.
• Draft daily, weekly and monthly Team reports.
• Provide technical insights on market surveillance matters.
• Monitor market crisis management procedures in response to a potential crisis incident
• Ad-hoc/recurring tasks or projects arising from management's directive.
• Use technology effectively to develop/create new templates or analysis approaches to assist in detection and trading analysis.