Assistant Manager/Manager, Product & Technology Compliance, Maybank Investment Bank Berhad

Responsibilty :

1. Regulatory Advisory for Products and Business Initiatives

• Provide regulatory advice and guidance on new products, product enhancements, structured products, derivatives products, and business initiatives.
• Assessapplicability of regulatory requirements issued by Securities Commission Malaysia (SC), Bursa Malaysia, and Bank Negara Malaysia (BNM).
• Interpretlaws, guidelines, circulars, and regulatory expectations for business stakeholders.

2. Compliance Review of New Products

• Perform compliance assessment and review of new products, structured products, warrants, OTC derivatives, digital initiatives, and business proposals before launch.
• Identifyregulatory obligations, licensing implications, disclosure requirements, and compliance risks.
• Ensureproduct governance requirements are adequately addressed prior to implementation.

3. Derivatives Compliance Oversight

• Actas the registered Compliance Officer for derivatives-related activities.
• Providecompliance oversight on derivatives business, products, trading activities, and operational processes.
• Advise business units on compliance requirements relating to derivatives execution, reporting, conduct, and market regulations.

4. Regulatory Reporting and Engagement

• Coordinate and submit regulatory reports to regulators and exchanges.
• Serve as a liaison with regulators on product-related matters, regulatory notifications, inspections, enquiries, and submissions.
• Support responses to regulatory reviews and thematic examinations

5. Governance and Stakeholder Management

• Participate in governance committees, working groups, and strategic projects involving products, technology, and derivatives.
• Engage with Front Office, Risk, Operations, Legal, Technology, and other control functions to ensure regulatory compliance is embedded into product lifecycle management.
• Provide independent challenge and compliance input during product approval discussions.

Requirements

• A bachelor's degree holder/professional qualifications in Accounting/Finance/Legal or Business Administration;
• At least 3 years experience in product & technology compliance, risk management and other related fields;
• Strong communication & engagement skills