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Senior Specialist, Compliance Review Team 2
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Senior Specialist, Compliance Review Team 2
RHB Banking Group- Posted 12 hours ago
- Be among the first 10 applicants
Job Description
- Perform and initiate annual compliance review plan, taking into consideration of the following: 208 branches nationwideHealth checks for business/functional areas across the bankGap assessments on new and/or revised regulatory requirementsForward-looking, current or emerging risk relating to regulations across all sectorsNew regulations that have been issued and/or updated by the regulators and fully implemented by the Bank within the past yearPast incidences / non-compliances
- Always keep abreast with the latest regulatory updates, trends and best practices.
- Collaborate with management to appropriately evaluate and investigate compliance issues/concerns identified during the review.
- Conduct exit meetings with management to articulate any compliance issues/concerns.
- Work closely with BCOs/BRCOs and the management to develop/implement corrective action plans for resolution of compliance issues/concerns.
- Monitor the performance of the annual compliance review plan and ensure appropriate steps are taken to accommodate any ad-hoc activities/requests from the regulators.
- Ensure reporting of non-compliances or potential non-compliances are documented and reported to Board and Management.
- Provide reports on a regular basis, and as directed or requested, to keep the Board and Management informed of compliance issues/concerns.
- Responsible for management of team members within the team, facilitating workflow and capacity management at team-level. Coach those within their team and help them to develop their careers. Resolve escalated issues raised by the team members.
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Key Skills
About Company
Skills:
Performance Monitoring, Stakeholder Management, Management Reporting, Project Management Governance, Governance Standards, Documentation and Audit Trails
Skills:
data monitoring , Dlp, Threat Analysis, Data Analytics, KPI reporting, AI services in, Data orchestration
Skills:
ERP System - NetSuite preferred, accounts receivable management , Netsuite, Financial Reconciliations, Microsoft Excel Intermediate, Billing Operations, Stakeholder Management, Advanced Excel Reporting, Contract PO Review, Cash Application, Customer Portals, Process Improvement Automation, Revenue Recognition Concepts, Salesforce, Collections Dispute Resolution, Multi-Currency Billing